HomeMy WebLinkAbout2009 - LPA-Consulting Contract
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LPA-CONSULTING CONTRACT
This Contract ("this Contract") is made and entered into effective as of v ~ 1, , 2009 ("Effective
Date") by and between City of Jeffersonville, Indiana, acting by and through its proper officials ("LOCAL
PUBLIC AGENCY" or "LPA"), and Bernardin, Lochmueller and Associates, Inc. ("the CONSULTANT"),
[an individual residing in the State of Indiana] [a corporation limited liability company organized under the
laws of the State of Indiana].
Des. No.: 0810280
Project Description: 10th Street Reconstruction Project from Dutch Lane/Penn Street to Reeds Lane
RECITALS
WHEREAS, the LPA has entered into an agreement to utilize federal monies with the Indiana Department
of Transportation ("INDOT") for a transportation or transportation enhancement project ("the Project"),
which Project Coordination Contract is herein attached as Attachment 1 and incorporated as reference; and
WHEREAS, the LPA wishes to hire the CONSULTANT to provide services toward the Project completion
more fully described in Appendix "A" attached hereto ("Services");
WHEREAS, the CONSULTANT has extensive experience, knowledge and expertise relating to these
Services; and
WHEREAS, the CONSULTANT has expressed a willingness to furnish the Services in connection
therewith.
NOW, THEREFORE, in consideration of the following mutual covenants, the parties hereto mutually
covenant and agree as follows:
The "Recitals" above are hereby made an integral part and specifically incorporated into this Contract.
SECTION I SERVICES BY CONSULTANT. The CONSULTANT will provide the Services and
deliverables described in Appendix "A" which is herein attached to and made an integral part of this
Contract.
SECTION II INFORMATION AND SERVICES TO BE FURNISHED BY THE LPA. The
information and services to be furnished by the LPA are set out in Appendix "B" which is herein attached
to and made an integral part of this Contract.
SECTION III TERM. The term of this Contract shall be from the date of the last signature affixed to
this Contract to the completion of the construction contract which is estimated to be
~y ~ v 20 t l A schedule for completion of the Services and deliverables is set forth in
Appendix "C" which is herein attached to and made an integral part of this Contract.
SECTION N COMPENSATION. The LPA shall pay the CONSULTANT for the Services performed
under this Contract as set forth in Appendix "D" which is herein attached to and made an integral part of
this Contract. The maximum amount payable under this Contract shall not exceed $1,108,000.00.
SECTION V NOTICE TO PROCEED AND SCHEDULE. The CONSULTANT shall begin the
work to be performed under this Contract only upon receipt of the written notice to proceed from the LPA,
and shall deliver the work to the LPA in accordance with the schedule contained in Appendix "C" which is
herein attached to and made an integral part of this Contract.
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SECTION VI GENERAL PROVISIONS
1. Access to Records. The CONSULTANT and any SUB-CONSULTANTS shall maintain all
books, documents, papers, correspondence, accounting records and other evidence pertaining to the cost
incurred under this Contract, and shall make such materials available at their respective offices at all
reasonable times during the period of this Contract and for five (5) years from the date of final payment
under the terms of this Contract, for inspection or audit by the LPA, INDOT and/or the Federal Highway
Administration ("FHWA") or its authorized representative, and copies thereof shall be furnished free of
charge, if requested by the LPA, 1NDOT, and/or FHWA. The CONSULTANT agrees that, upon request
by any agency participating in federally-assisted programs with whom the CONSULTANT has contracted
or seeks to contract, the CONSULTANT may release or make available to the agency any working papers
from an audit performed by the LPA, INDOT and/or FHWA of the CONSULTANT and its SUB-
CONSULTANTS in connection with this Contract, including any books, documents, papers, accounting
records and other documentation which support or form the basis for the audit conclusions and judgments.
2. Assignment: Successors.
A. The CONSULTANT binds its successors and assignees to all the terms and conditions of this
Contract. The CONSULTANT shall not assign or subcontract the whole or any part of this Contract
without the LPA's prior written consent, except that the CONSULTANT may assign its right to receive
payments to such third parties as the CONSULTANT may desire without the prior written consent of the
LPA, provided that the CONSULTANT gives written notice (including evidence of such assignment) to the
LPA thirty (30) days in advance of any payment so assigned. The assignment shall cover all unpaid
amounts under this Contract and shall not be made to more than one party.
B. Any substitution of SUB-CONSULTANTS must first be approved and receive written
authorization from the LPA. Any substitution or termination of a Disadvantaged Business Enterprise
("DBE") SUB-CONSULTANT must first be approved and receive written authorization from the LPA and
INDOT's Economic Opportunity Division Director.
3. Audit. The CONSULTANT acknowledges that it may be required to submit to an audit of funds
paid through this Contract. Any such audit shall be conducted in accordance with 48 CFR part 31 and audit
guidelines specified by the State and/or in accordance with audit requirements specified elsewhere in this
Contract.
4. Authority to Bind Consultant. The CONSULTANT warrants that it has the necessary authority
to enter into this Contract. The signatory for the CONSULTANT represents that he/she has been duly
authorized to execute this Contract on behalf of the CONSULTANT and has obtained all necessary or
applicable approval to make this Contract fully binding upon the CONSULTANT when his/her signature is
affixed hereto.
5. Certification for Federal-Aid Contracts Lobbvine Activities
A. The CONSULTANT certifies, by signing and submitting this Contract, to the best of its
knowledge and belief after diligent inquiry, and other than as disclosed in writing to the LPA prior to or
contemporaneously with the execution and delivery of this Contract by the CONSULTANT, the
CONSULTANT has complied with Section 1352, Title 31, U.S. Code, and specifically, that:
i. No federal appropriated funds have been paid, or will be paid, by or on behalf of the
CONSULTANT to any person for influencing or attempting to influence an officer or employee of
any federal agency, a Member of Congress, an officer or employee of Congress, or an employee of
a Member of Congress in connection with the awarding of any federal contracts, the making of
any federal grant, the making of any federal loan, the entering into of any cooperative agreement,
and the extension, continuation, renewal, amendment, or modification of any federal contract,
grant, loan, or cooperative agreement.
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ii. If any funds other than federal appropriated funds have been paid or will be paid to any
person for influencing or attempting to influence an officer or employee of any Federal agency, a
Member of Congress, an officer or employee of Congress, or an employee of a Member of
Congress in connection with this federal Contract, grant, loan, or cooperative agreement, the
undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report
Lobbying," in accordance with its instructions.
B. The CONSULTANT also agrees by signing this Contract that it shall require that the language of
this certification be included in all lower tier subcontracts, which exceed $100,000, and that all such sub-
recipients shall certify and disclose accordingly. Any person who fails to sign or file this required
certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each
failure.
6. Changes in Work. The CONSULTANT shall not commence any additional work or change the
scope of the work until authorized in writing by the LPA. The CONSULTANT shall make no claim for
additional compensation or time in the absence of a prior written approval and amendment executed by all
signatories hereto. This Contract may be amended, supplemented or modified only by a written document
executed in the same manner as this Contract. The CONSULTANT acknowledges that no claim for
additional compensation or time may be made by implication, oral agreements, actions, inaction, or course
of conduct.
7. Compliance with Laws.
A. The CONSULTANT shall comply with all applicable federal, state and local laws, rules,
regulations and ordinances, and all provisions required thereby to be included herein are hereby
incorporated by reference. If the CONSULTANT violates such rules, laws, regulations and ordinances, the
CONSULTANT shall assume full responsibility for such violations and shall bear any and all costs
attributable to the original performance of any correction of such acts. The enactment of any state or
federal statute, or the promulgation of regulations thereunder, after execution of this Contract shall be
reviewed by the LPA and the CONSULTANT to determine whether formal modifications are required to
the provisions of this Contract.
B. The CONSULTANT represents to the LPA that, to the best of the CONSULTANT'S knowledge
and belief after diligent inquiry and other than as disclosed in writing to the LPA prior to or
contemporaneously with the execution and delivery of this Contract by the CONSULTANT:
State of Indiana Actions. The CONSULTANT has no current or outstanding criminal,
civil, or enforcement actions initiated by the State of Indiana pending and agrees that it
will immediately notify the LPA of any such actions. During the term of such actions,
CONSULTANT agrees that the LPA may delay, withhold, or deny work under any
supplement or amendment, change order or other contractual device issued pursuant to
this Contract.
ii. Professional Licensing Standards. The CONSULTANT, its employees and
SUBCONSULTANTS have complied with and shall continue to comply with all
applicable licensing standards, certification standards, accrediting standards and any
other laws, rules or regulations governing services to be provided by the CONSULTANT
pursuant to this Contract.
iii. Work Speck Standards. The CONSULTANT and its SUBCONSULTANTS, if any,
have obtained, will obtain and/or will maintain all required permits, licenses, registrations
and approvals, as well as comply with all health, safety, and environmental statutes, rules,
or regulations in the performance of work activities for the LPA.
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iv. Secretary of State Registration. If the CONSULTANT is an entity described in IC Title
23, it is properly registered and owes no outstanding reports with the Indiana Secretary of
State.
Debarment and Suspension of CONSULTANT. Neither the CONSULTANT nor its
principals are presently debarred, suspended, proposed for debarment, declared ineligible,
or voluntarily excluded from entering into this Contract by any federal agency or by any
department, agency or political subdivision of the State and will immediately notify the
LPA of any such actions. The term "principal" for purposes of this Contract means an
officer, director, owner, partner, key employee, or other person with primary
management or supervisory responsibilities, or a person who has a critical influence on or
substantive control over the operations of the CONSULTANT or who has managerial or
supervisory responsibilities for the Services.
vi. Debarment and Suspension of any SUBCONSULTANTS. The CONSULTANT's
SUBCONSULTANTS are not presently debarred, suspended, proposed for debarment,
declared ineligible, or voluntarily excluded from entering into this Contract by any
federal agency or by any department, agency or political subdivision of the State. The
CONSULTANT shall be solely responsible for any recoupment, penalties or costs that
might arise from the use of a suspended or debarred SUBCONSULTANT. The
CONSULTANT shall immediately notify the LPA and INDOT if any
SUBCONSULTANT becomes debarred or suspended, and shall, at the LPA's request,
take all steps required by the LPA to terminate its contractual relationship with the
SUBCONSULTANT for work to be performed under this Contract.
C. Violations. In addition to any other remedies at law or in equity, upon CONSULTANT'S violation
of any of Section 7(A) through 7(B), the LPA may, at its sole discretion, do any one or more of the
following:
i. terminate this Contract; or
ii. delay, withhold, or deny work under any supplement or amendment, change order or
other contractual device issued pursuant to this Contract.
D. Disputes. If a dispute exists as to the CONSULTANT's liability or guilt in any action initiated by
the LPA, and the LPA decides to delay, withhold, or deny work to the CONSULTANT, the
CONSULTANT may request that it be allowed to continue, or receive work, without delay. The
CONSULTANT must submit, in writing, a request for review to the LPA. A determination by the LPA
under this Section 7.D shall be fmal and binding on the parties and not subject to administrative review.
Any payments the LPA may delay, withhold, deny, or apply under this section shall not be subject to
penalty or interest under IC 5-17-5.
8. Condition of Payment. The CONSULTANT must perform all Services under this Contract to the
LPA's reasonable satisfaction, as determined at the discretion of the LPA and in accordance with all
applicable federal, state, local laws, ordinances, rules, and regulations. The LPA will not pay for work not
performed to the LPA's reasonable satisfaction, inconsistent with this Contract or performed in violation
of federal, state, or local law (collectively, "deficiencies") until all deficiencies are remedied in a timely
manner.
9. Confidentiality of LPA Information.
A. The CONSULTANT understands and agrees that data, materials, and information disclosed to the
CONSULTANT may contain confidential and protected information. Therefore, the CONSULTANT
covenants that data, material, and information gathered, based upon or disclosed to the CONSULTANT for
the purpose of this Contract, will not be disclosed to others or discussed with third parties without the
LPA's prior written consent.
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B. The parties acknowledge that the Services to be performed by the CONSULTANT for the LPA
under this Contract may require or allow access to data, materials, and information containing Social
Security numbers and maintained by the LPA in its computer system or other records. In addition to the
covenant made above in this section and pursuant to 10 IAC 5-3-1(4), the CONSULTANT and the LPA
agree to comply with the provisions of IC 4-1-10 and IC 4-1-11. If any Social Security number(s) is/are
disclosed by the CONSULTANT, the CONSULTANT agrees to pay the cost of the notice of disclosure of
a breach of the security of the system in addition to any other claims and expenses for which it is liable
under the terms of this Contract.
10. Delays and Extensions. The CONSULTANT agrees that no charges or claim for damages shall
be made by it for any minor delays from any cause whatsoever during the progress of any portion of the
Services specified in this Contract. Such delays, if any, shall be compensated for by an extension of time
for such period as may be determined by the LPA subject to the CONSULTANT'S approval, it being
understood, however, that permitting the CONSULTANT to proceed to complete any services, or any part
of them after the date to which the time of completion may have been extended, shall in no way operate as
a waiver on the part of the LPA of any of its rights herein. In the event of substantial delays or extensions,
or change of any kind, not caused by the CONSULTANT, which causes a material change in scope,
character or complexity of work the CONSULTANT is to perform under this Contract, the LPA at its sole
discretion shall determine any adjustments in compensation and in the schedule for completion of the
Services. CONSULTANT must notify the LPA in writing of a material change in the work immediately
after the CONSULTANT first recognizes the material change.
11. Non-Discrimination and DBE Requirements.
A. Notice is hereby given to the CONSULTANT and any SUB-CONSULTANT, and both agree, that
failure to carry out the requirements set forth in 49 CFR Sea 26.13(b) shall constitute a breach of this
Contract and, after notification and failure to promptly cure such breach, may result in termination of this
Contract or such remedy as the LPA deems appropriate. The referenced section requires the following
assurance to be included in all subsequent contracts between the CONSULTANT and any SUB-
CONSULTANT:
The CONSULTANT or SUB-CONSULTANT shall not discriminate on the basis of race, color,
national origin, or sex in the performance of this Contract. The CONSULTANT shall carry out
applicable requirements of 49 CFR Part 26 in the award and administration of DOT-assisted
contracts. Failure by the CONSULTANT to carry out these requirements is a material breach of
this Contract, which may result in the termination of this Contract or such other remedy, as the
LPA, as the sub-recipient and INDOT, as the recipient, deem appropriate.
B. During the performance of this Contract, the CONSULTANT agrees as follows:
The CONSULTANT shall comply with the Regulations relative to nondiscrimination in
Federally-assisted programs of the Department of Transportation Title 49, Code of
Federal Regulations, Part 21, as they may be amended from time to time, (hereinafter
referred to in this part as the Regulations), which are herein incorporated by reference
and made a part of this Contract.
ii. In the event of the CONSULTANT's noncompliance with the nondiscrimination
provisions of this Contract, the LPA shall impose such sanctions as it, INDOT or the
Federal Highway Administration may determine to be appropriate, including, but not
limited to: (a) withholding of payments to the CONSULTANT under this Contract until
the CONSULTANT complies, and/or (b) cancellation, termination or suspension of this
Contract, in whole or in part.
C. The CONSULTANT shall make good faith efforts to achieve the DBE percentage goal that may
be included as part of this Contract with the approved DBE SUB-CONSULTANTS identified on its
Affirmative Action Certification submitted with its Letter of Interest, or with approved amendments. Any
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changes to a DBE firm listed in the Affirmative Action Certification must be requested in writing and
receive prior approval by the LPA and INDOT's Economic Opportunity Division Director. After this
Contract is completed and if a DBE SUB-CONSULTANT has performed services thereon, the
CONSULTANT must complete, and return, a Disadvantaged Business Enterprise Utilization Affidavit
("DBE-3 Form") to INDOT's Economic Opportunity Division Director. The DBE-3 Form requires
certification by the CONSULTANT AND DBE SUB-CONSULTANT that the committed contract amounts
have been paid and received.
12. Disputes
A. Should any disputes arise with respect to this Contract, the CONSULTANT and the LPA agree to
act promptly and in good faith to resolve such disputes in accordance with this Section 12. Time is of the
essence in the resolution of disputes.
B. The CONSULTANT agrees that the existence of a dispute notwithstanding, it will continue
without delay to carry out all of its responsibilities under this Contract that are not affected by the dispute.
Should the CONSULTANT fail to continue to perform its responsibilities regarding all non-disputed work,
without delay, any additional costs (including reasonable attorneys' fees and expenses) incurred by the
LPA or the CONSULTANT as a result of such failure to proceed shall be borne by the CONSULTANT.
C. If a party to this Contract is not satisfied with the progress toward resolving a dispute, the party
must notify the other party of this dissatisfaction in writing. Upon written notice, the parties have ten (10)
business days, unless the parties mutually agree in writing to extend this period, following the written
notification to resolve the dispute. If the dispute is not resolved within ten (10) business days, a dissatisfied
party may submit the dispute in writing to initiate negotiations to resolve the dispute. The LPA may
withhold payments on disputed items pending resolution of the dispute.
13. Drue-Free Workplace Certification.
A. The CONSULTANT hereby covenants and agrees to make a good faith effort to provide and
maintain adrug-free workplace, and that it will give written notice to the LPA within ten (10) days after
receiving actual notice that an employee of the CONSULTANT in the State of Indiana has been convicted
of a criminal drug violation occurring in the CONSULTANT'S workplace. False certification or violation
of the certification may result in sanctions including, but not limited to, suspension of Contract payments,
termination of this Contract and/or debarment of contracting opportunities with the LPA.
B. The CONSULTANT certifies and agrees that it will provide adrug-free workplace by:
Publishing and providing to all of its employees a statement notifying their employees
that the unlawful manufacture, distribution, dispensing, possession or use of a controlled
substance is prohibited in the CONSULTANT's workplace and specifying the actions
that will be taken against employees for violations of such prohibition;
ii. Establishing adrug-free awareness program to inform its employees of (1) the dangers of
drug abuse in the workplace; (2) the CONSULTANT'S policy of maintaining adrug-free
workplace; (3) any available drug counseling, rehabilitation, and employee assistance
programs; and (4) the penalties that may be imposed upon an employee for drug abuse
violations occurring in the workplace;
iii. Notifying all employees in the statement required by subparagraph 13.B.i above that as a
condition of continued employment, the employee will (1) abide by the terms of the
statement; and (2) notify the CONSULTANT of any criminal drug statute conviction for
a violation occurring in the workplace no later than five (5) days after such conviction;
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iv. Notifying in writing the LPA within ten (10) days after receiving notice from an
employee under subdivision 13.B.iii(2) above, or otherwise receiving actual notice of
such conviction;
v. Within thirty (30) days after receiving notice under subdivision 13.B.iii(2) above of a
conviction, imposing the following sanctions or remedial measures on any employee who
is convicted of drug abuse violations occurring in the workplace: (1) take appropriate
personnel action against the employee, up to and including termination; or (2) require
such employee to satisfactorily participate in a drug abuse assistance or rehabilitation
program approved for such purposes by a Federal, State or local health, law enforcement,
or other appropriate agency; and
vi. Making a good faith effort to maintain adrug-free workplace through the implementation
of subparagraphs 13.B.i through 13.B.v above.
14. Force Majeure. In the event that either party is unable to perform any of its obligations under
this Contract or to enjoy any of its benefits because of fire, natural disaster, acts of God, acts of war,
terrorism, civil disorders, decrees of governmental bodies, strikes, lockouts, labor or supply disruptions or
similar causes beyond the reasonable control of the affected party (hereinafter referred to as a Force
Majeure Event), the party who has been so affected shall immediately give written notice to the other party
of the occurrence of the Force Majeure Event (with a description in reasonable detail of the circumstances
causing such Event) and shall do everything reasonably possible to resume performance. Upon receipt of
such written notice, all obligations under this Contract shall be immediately suspended for as long as such
Force Majeure Event continues and provided that the affected party continues to use commercially
reasonable efforts to recommence performance whenever and to whatever extent possible without delay. If
the period of nonperformance exceeds thirty (30) days from the receipt of written notice of the Force
Majeure Event, the party whose ability to perform has not been so affected may, by giving written notice,
terminate this Contract.
15. GoverninE Laws. This Contract shall be construed in accordance with and governed by the laws
of the State of Indiana and the suit, if any, must be brought in the State of Indiana. The CONSULTANT
consents to the jurisdiction of and to venue in any court of competent jurisdiction in the State of Indiana.
16. Liability. If the CONSULTANT or any of its SUB-CONSULTANTS fail to comply with any
federal requirement which results in the LPA's repayment of federal funds to INDOT the CONSULTANT
shall be responsible to the LPA, for repayment of such costs to the extent such costs are caused by the
CONSULTANT and/or its SUB-CONSULTANTS.
17. Indemnification. The CONSULTANT agrees to indemnify the LPA, its officials, and employees,
and to hold each of them harmless, from claims and suits including court costs, attorney's fees, and other
expenses caused by any negligent act, error or omission of, or by any recklessness or willful misconduct
by, the CONSULTANT and/or its SUB-CONSULTANTS, if any, under this Contract. The LPA shall not
provide such indemnification to the CONSULTANT.
18. Indeaendent Contractor. Both parties hereto, in the performance of this Contract, shall act in an
individual capacity and not as agents, employees, partners, joint ventures or associates of one another. The
employees or agents of one party shall not be deemed or construed to be the employees or agents of the
other party for any purposes whatsoever. Neither party will assume liability for any injury (including death)
to any persons, or damage to any property, arising out of the acts or omissions of the agents or employees
of the other party. The CONSULTANT shall be responsible for providing all necessary unemployment and
workers' compensation insurance for its employees.
19. Insurance -Liability for Damages.
A. The CONSULTANT shall be responsible for the accuracy of the Services performed under this
Contract and shall promptly make necessary revisions or corrections resulting from its negligence, errors or
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omissions without any additional compensation from the LPA. Acceptance of the Services by the LPA
shall not relieve the CONSULTANT of responsibility for subsequent correction of its negligent act, error or
omission or for clazification of ambiguities. The CONSULTANT shall have no liability for the errors or
deficiencies in designs, drawings, specifications or other services furnished to the CONSULTANT by the
LPA on which the Consultant has reasonably relied, provided that the foregoing shall not relieve the
CONSULTANT from any liability from the CONSULTANT'S failure to fulfill its obligations under this
Contract, to exercise its professional responsibilities to the LPA, or to notify the LPA of any errors or
deficiencies which the CONSULTANT knew or should have known existed.
B. During construction or any phase of work performed by others based on Services provided by the
CONSULTANT, the CONSULTANT shall confer with the LPA when necessary for the purpose of
interpreting the information, and/or to correct any negligent act, error or omission. The CONSULTANT
shall prepare any plans or data needed to correct the negligent act, error or omission without additional
compensation, even though final payment may have been received by the CONSULTANT. The
CONSULTANT shall give immediate attention to these changes for a minimum of delay to the project.
C. The CONSULTANT shall be responsible for damages including but not limited to direct and
indirect damages incurred by the LPA as a result of any negligent act, error or omission of the
CONSULTANT, and for the LPA's losses or costs to repair or remedy construction. Acceptance of the
Services by the LPA shall not relieve the CONSULTANT of responsibility for subsequent correction.
D. The CONSULTANT shall be required to maintain in full force and effect, insurance as described
below from the date of the first authorization to proceed until the LPA's acceptance of the work product.
The CONSULTANT shall list both the LPA and INDOT as insureds on any policies. The CONSULTANT
must obtain insurance written by insurance companies authorized to transact business in the State of
Indiana and licensed by the Department of Insurance as either admitted or non-admitted insurers.
E. The LPA, its officers and employees assume no responsibility for the adequacy of limits and
coverage in the event of any claims against the CONSULTANT, its officers, employees, sub-consultants or
any agent of any of them, and the obligations of indemnification in Section 17 herein shall survive the
exhaustion of limits of coverage and discontinuance of coverage beyond the term specified, to the fullest
extent of the law.
F. The CONSULTANT shall furnish a certificate of insurance and all endorsements to the LPA prior
to the commencement of this Contract. Any deductible or self-insured retention amount or other similar
obligation under the insurance policies shall be the sole obligation of the CONSULTANT. Failure to
provide insurance as required in this Contract is a material breach of Contract entitling the LPA to
immediately terminate this Contract.
Professional Liability Insurance
The CONSULTANT must obtain and carry professional liability insurance as follows: For the LPA
Prequalification Work Types 1.1, 12.2-12.6 the CONSULTANTS shall provide not less than $250,000.00
professional liability insurance per claim and $250.000.00 aggregate for all claims for negligent
performance. For Work Types 2.2, 3.1, 3.2, 4.1, 4.2, 5.5, 5.8, 5.11, 6.1, 7.1, 8.1, 8.2, 9.1, 9.2, 10.1-10.4,
11.1, 14.1-14.5, the CONSULTANTS shall carry professional liability insurance in an amount not less than
$1,000,000.00 per claim and $1,000,000.00 aggregate for all claims for negligent performance. The
CONSULTANT shall maintain the coverage for a period ending two (2) years after substantial completion
of construction.
II. Commercial General Liability Insurance
The CONSULTANT must obtain and carry Commercial /General liability insurance as follows: For
INDOT Prequalification Work Types 2.1, 6.1, 7.1, 8.1, 8.2, 9.1, 9.2, 10.1 - 10.4, 11.1, 14.1 - 14.5, the
CONSULTANT shall carry $1,000,000.00 per occurrence, $2,000,000.00 general aggregate. Coverage
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shall be on an occurrence form, and include contractual liability. The policy shall be amended to include
the following extensions of coverage:
1. Exclusions relating to the use of explosives, collapse, and underground damage
to property shall be removed.
2. The policy shall provide thirty (30) days notice of cancellation to LPA.
The CONSULTANT shall name the LPA as an additional insured.
III. Automobile Liability
The CONSULTANT shall obtain automobile liability insurance covering all owned, leased, borrowed,
rented, or non-owned autos used by employees or others on behalf of the CONSULTANT for the conduct
of the CONSULTANT'S business, for an amount not less than $1,000,000.00 Combined Single Limit for
Bodily Injury and Property Damage. The term "automobile" shall include private passenger autos, trucks,
and similar type vehicles licensed for use on public highways. The policy shall be amended to include the
following extensions of coverage:
Contractual Liability coverage shall be included.
2. The policy shall provide thirty (30) days notice of cancellation to the LPA.
3. The CONSULTANT shall name the LPA as an additional insured.
IV. Watercraft Liability (When Applicable)
1. When necessary to use watercraft for the performance of the CONSULTANT'S
Services under the terms of this Contract, either by the CONSULTANT, or any SUB-
CONSULTANT, the CONSULTANT or SUB-CONSULTANT operating the watercraft shall
carry watercraft liability insurance in the amount of $1,000,000 Combined Single Limit for Bodily
Injury and Property Damage, including Protection & Indemnity where applicable. Coverage shall
apply to owned, non-owned, and hired watercraft.
2. If the maritime laws apply to any work to be performed by the CONSULTANT
under the terms of the agreement, the following coverage shall be provided:
a. United States Longshoremen & Harbor workers
b. Maritime Coverage -Jones Act
The policy shall provide thirty (30) days notice of cancellation to the LPA.
4. The CONSULTANT or SUB-CONSULTANT shall name the LPA as an
additional insured.
V. Aircraft Liability (When Applicable)
1. When necessary to use aircraft for the performance of the CONSULTANT'S
Services under the terms of this Contract, either by the CONSULTANT or SUB-CONSULTANT,
the CONSULTANT or SUB-CONSULTANT operating the aircraft shall carry aircraft liability
insurance in the amount of $5,000,000 Combined Single Limit for Bodily Injury and Property
Damage, including Passenger Liability. Coverage shall apply to owned, non-owned and hired
aircraft.
2. The policy shall provide thirty (30) days notice of cancellation to the LPA.
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3. The CONSULTANT or SUB-CONSULTANT shall name the LPA as an
additional insured.
20. MerEer and Modification. This Contract constitutes the entire agreement between the parties.
No understandings, agreements or representations, oral or written, not specified within this Contract will be
valid provisions of this Contact. This Contract may not be modified, supplemented or amended, in any
manner, except by written agreement signed by all necessary parties.
21. Notice to Parties: Any notice, request, consent or communication (collectively a "Notice") under
this Agreement shall be effective only if it is in writing and (a) personally delivered; (b) sent by certified or
registered mail, return receipt requested, postage prepaid; or (c) sent by a nationally recognized overnight
delivery service, with delivery confirmed and costs of delivery being prepaid, addressed as follows:
Notices to the LPA shall be sent to:
City of Jeffersonville
500 Quartermaster Court, Suite 200
Jeffersonville, Indiana 47130
Notices to the CONSULTANT shall be sent to:
Bernardin, Lochmueller and Associates, Inc.
6200 Vogel Road
Evansville, Indiana 47715
or to such other address or addresses as shall be furnished in writing by any party to the other party. Unless
the sending party has actual knowledge that a Notice was not received by the intended recipient, a Notice
shall be deemed to have been given as of the date (i) when personally delivered; (ii) three (3) days after the
date deposited with the United States mail properly addressed; or (iii) the next day when delivered during
business hours to overnight delivery service, properly addressed and prior to such delivery service's cut off
time for next day delivery. The parties acknowledge that notices delivered by facsimile or by email shall
not be effective.
22. Order of Precedence: Incorporation by Reference. Any inconsistency or ambiguity in this
Contract shall be resolved by giving precedence in the following order: (1) This Contract and attachments,
(2) RFP document, (3) the CONSULTANT'S response to the RFP document, and (4) attachments prepared
by the CONSULTANT. All of the foregoing are incorporated fully by reference.
23. Ownership of Documents and Materials All documents, records, programs, data, film, tape,
articles, memoranda, and other materials not developed or licensed by the CONSULTANT prior to
execution of this Contract, but specifically developed under this Contract shall be considered "work for
hire" and the CONSULTANT assigns and transfers any ownership claim to the LPA and all such materials
("Work Product) will be the property of the LPA. The CONSULTANT agrees to execute and deliver such
assignments or other documents as may be requested by the LPA. Use of these materials, other than related
to contract performance by the CONSULTANT, without the LPA's prior written consent, is prohibited.
During the performance of this Contract, the CONSULTANT shall be responsible for any loss of or
damage to any of the Work Product developed for or supplied by INDOT and used to develop or assist in
the Services provided herein while any such Work Product is in the possession or control of the
CONSULTANT. Any loss or damage thereto shall be restored at the CONSULTANT'S expense. The
CONSULTANT shall provide the LPA full, immediate, and unrestricted access to the Work Product during
the term of this Contract. The CONSULTANT represents, to the best of its knowledge and belief after
diligent inquiry and other than as disclosed in writing prior to or contemporaneously with the execution of
this Contract by the CONSULTANT, that the Work Product does not infringe upon or misappropriate the
intellectual property or other rights of any third party. The CONSULTANT shall not be liable for the use
of its deliverables described in Appendix "A" on other projects without the express written consent of the
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CONSULTANT or as provided in Appendix "A". The LPA acknowledges that it has no claims to any
copyrights not transferred to INDOT under this paragraph.
24. Payments. All payments shall be made in arrears and in conformance with the LPA's fiscal
policies and procedures.
25. Penalties. Interest and Attorney's Fees. The LPA will in good faith perform its required
obligations hereunder, and does not agree to pay any penalties, liquidated damages, interest, or attorney's
fees, except as required by Indiana law in part, IC 5-17-5, L C. 34-54-8, and I. C. 34-13-1.
26. Pollution Control Requirements. If this Contract is for $100,000 or more, the CONSULTANT:
i. Stipulates that any facility to be utilized in performance under or to benefit from this
Contract is not listed on the Environmental Protection Agency (EPA) List of Violating
Facilities issued pursuant to the requirements of the Clean Air Act, as amended, and the
Federal Water Pollution Control Act, as amended;
ii. Agrees to comply with all of the requirements of section 114 of the Clean Air Act and
section 308 of the Federal Water Pollution Control Act, and all regulations and guidelines
issued thereunder; and
iii. Stipulates that, as a condition of federal aid pursuant to this Contract, it shall notify
INDOT and the Federal Highway Administration of the receipt of any knowledge
indicating that a facility to be utilized in performance under or to benefit from this
Contract is under consideration to be listed on the EPA Listing of Violating Facilities.
27. Severability. The invalidity of any section, subsection, clause or provision of this Contract shall
not affect the validity of the remaining sections, subsections, clauses or provisions of this Contract.
28. Status of Claims. The CONSULTANT shall give prompt written notice to the LPA any claims
made for damages against the CONSULTANT resulting from Services performed under this Contract and
shall be responsible for keeping the LPA currently advised as to the status of such claims. The
CONSULTANT shall send notice of claims related to work under this Contract to:
29. Sub-consultant AclcnowledEement. The CONSULTANT agrees and represents and warrants to
the LPA, that the CONSULTANT will obtain signed Sub-consultant Acknowledgement forms, from all
SUB-CONSULTANTS providing Services under this Contract or to be compensated for Services through
this Contract. The CONSULTANT agrees to provide signed originals of the Sub-consultant
Acknowledgement form(s) to the LPA for approval prior to performance of the Services by any SUB-
CONSULTANT.
30. Substantial Performance. This Contract shall be deemed to be substantially performed only
when fully performed according to its terms and conditions and any modification or Amendment thereof.
31. Taxes. The LPA will not be responsible for any taxes levied on the CONSULTANT as a result of
this Contract.
32. Termination for Convenience.
A. The LPA may terminate, in whole or in part, whenever, for any reason, when the LPA determines
that such termination is in its best interests. Termination or partial termination of Services shall be effected
by delivery to the CONSULTANT of a Termination Notice at least fifteen (15) days prior to the
termination effective date, specifying the extent to which performance of Services under such termination
becomes effective. The CONSULTANT shall be compensated for Services properly rendered prior to the
effective date of termination. The LPA will not be liable for Services performed after the effective date of
termination.
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B. If the LPA terminates or partially terminates this Contract for any reason regardless of whether it
is for convenience or for default, then and in such event, all data, reports, drawings, plans, sketches,
sections and models, all specifications, estimates, measurements and data pertaining to the project, prepared
under the terms or in fulfillment of this Contract, shall be delivered within ten (10) days to the LPA. In the
event of the failure by the CONSULTANT to make such delivery upon demand, the CONSULTANT shall
pay to the LPA any damage (including costs and reasonable attorneys' fees and expenses) it may sustain by
reason thereof.
33. Termination for Default.
A. With the provision of twenty (20) days written notice to the CONSULTANT, the LPA may
terminate this Contract in whole or in part if
(i) the CONSULTANT fails to:
1. Correct or cure any breach of this Contract within such time, provided that if such cure is
not reasonably achievable in such time, the CONSULTANT shall have up to ninety (90) days
from such notice to effect such cure if the CONSULTANT promptly commences and diligently
pursues such cure as soon as practicable;
2. Deliver the supplies or perform the Services within the time specified in this Contract or
any amendment or extension;
3. Make progress so as to endanger performance of this Contract; or
4. Perform any of the other provisions of this Contract to be performed by the
CONSULTANT; or
(ii) if any representation or warranty of the CONSULTANT is untrue or inaccurate in any material
respect at the time made or deemed to be made.
B. If the LPA terminates this Contract in whole or in part, it may acquire, under the terms and in the
manner the LPA considers appropriate, supplies or services similar to those terminated, and the
CONSULTANT will be liable to the LPA for any excess costs for those supplies or services. However, the
CONSULTANT shall continue the work not terminated.
C. The LPA shall pay the contract price for completed supplies delivered and Services accepted. The
CONSULTANT and the LPA shall agree on the amount of payment for manufactured materials delivered
and accepted and for the protection and preservation of the property. Failure to agree will be a dispute
under the Disputes clause (see Section 14). The LPA may withhold from the agreed upon price for
Services any sum the LPA determine necessary to protect the LPA against loss because of outstanding liens
or claims of former lien holders.
D. The rights and remedies of the LPA in this clause are in addition to any other rights and remedies
provided by law or equity or under this Contract.
E. Default by the LPA. If the CONSULTANT believes the LPA is in default of this Contract, it
shall provide written notice immediately to the LPA describing such default. If the LPA fails to take steps
to correct or cure any material breach of this Contract within sixty (60) days after receipt of such written
notice, the CONSULTANT may cancel and terminate this Contract and institute the appropriate measures
to collect monies due up to and including the date of termination, including reasonable attorney fees and
expenses, provided that if such cure is not reasonably achievable in such time, the LPA shall have up to one
hundred twenty (120) days from such notice to effect such cure if the LPA promptly commences and
diligently pursues such cure as soon as practicable. The CONSULTANT shall be compensated for
Services properly rendered prior to the effective date of such termination. The CONSULTANT agrees that
it has no right of termination for non-material breaches by the LPA.
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34. Waiver of Rights. No rights conferred on either party under this Contract shall be deemed
waived, and no breach of this Contract excused, unless such waiver or excuse is approved in writing and
signed by the party claimed to have waived such right. Neither the LPA's review, approval or acceptance
of, nor payment for, the Services required under this Contract shall be construed to operate as a waiver of
any rights under this Contract or of any cause of action arising out of the performance of this Contract, and
the CONSULTANT shall be and remain liable to the LPA in accordance with applicable law for all
damages to the LPA caused by the CONSULTANT'S negligent performance of any of the Services
furnished under this Contract.
35. Work Standards/Conflicts of Interest.
The CONSULTANT shall understand and utilize all relevant INDOT standards including, but not
limited to, the most current version of the Indiana Department of Transportation Design Manual, where
applicable, and other appropriate materials and shall perform all Services in accordance with the standards
of care, skill and diligence required in Appendix "A" or, if not set forth therein, ordinarily exercised by
competent professionals doing work of a similar nature.
36. No Third-Party Beneficiaries.
This Agreement is solely for the benefit of the parties hereto. Other than the indemnity rights under this
Contract, nothing contained in this Agreement is intended or shall be construed to confer upon any person
or entity (other than the parties hereto) any rights, benefits or remedies of any kind or character whatsoever.
[Remainder of Page Intentionally Left Blank]
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Non-Collusion.
The undersigned attests, subject to the penalties for perjury, that he/she is the CONSULTANT, or that
he/she is the properly authorized representative, agent, member or officer of the CONSULTANT, that
he/she has not, nor has any other member, employee, representative, agent or officer of the
CONSULTANT, directly or indirectly, to the best of his/her knowledge, entered into or offered to enter
into any combination, collusion or agreement to receive or pay, and that he/she has not received or paid,
any sum of money or other consideration for the execution of this Contract other than that which appears
upon the face of this Contract.
In Witness Whereof, the CONSULTANT and the State of Indiana have, through duly authorized
representatives, entered into this Contract. The parties having read and understand the forgoing terms of
this Contract do by their respective signatures dated below hereby agree to the terms thereof.
Bernardin, Lochmueller & Associates, Inc.
I~IQ.c~- o~9G~
Signature
Keith Lochmueller. Chairman/CEO
(Print or type name and title)
Attest:
ignature
Matthew E. Wannemuehler Secretary
(Print or type name and title)
(Print or type name and title)
Signature
(Print or type name and title)
Signature
(Print or type name and title)
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APPENDIX "A"
SERVICES BY SUBCONSULTANT
A. Introduction
10th Street (Old SR 62) runs from downtown Jeffersonville and continues to the northeast
through the suburban areas of Jeffersonville and connects I-65 to I-265. The proposed
reconstruction project will include approximately 1.4 miles of 10th Street from the
northeastern end of the previous reconstruction project northeast of the Dutch Lane/Penn
Street intersection to just northeast of Reeds Lane. The project will consist of widening the
roadway to a five lane section having a center two way left turn lane as well as new curb and
gutter and sidewalks. The pavement rehabilitation will consist primarily of widening, surface
milling and an asphalt overlay. In addition, a new closed storm sewer system will be
constructed to separate the existing combined storm/sanitary sewer system that exists in the
southern half of the project limits. The reconstruction project will also add left turn lanes at
Main Street and provide designs that will reduce the skew angles at the Clairview Drive,
Sharon Drive, Kehoe Lane and Reeds Lane intersections. The Plank Road/Oaklawn
Drive/Springdale Drive intersection will also be improved to reduce the intersection skew
angle and convert the existing five-leg intersection to a four-leg intersection. The project
will involve coordination with the JeffBoat Railroad, but does not include improvements to
the existing at-grade crossing.
B. Topogr, aphic Survey Data Collection
The CONSULTANT shall perform the topographic survey data collection in accordance with
LC. 25-21.5; 865 LA.C. 1-12, and the Indiana Design Manual, Part III, Location Surveys. If
there is a conflict between these three then the order ofprecedence shall be in the order listed
above. Public utilities will be researched utilizing the IC7PPS "Holey Moley" service. A
Location Control Route Survey will also be prepared.
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The minimum survey limits are as follows:
• 10~' Street (mainline) -From the center of the l Ot" Street intersection with Dutch
Lane/Penn Street to 500 feet northeast of the Reeds Lane intersection, approximately
7,450 feet.
• Dutch Lane/Penn Street - No extended limits beyond mainline offset.
• Pratt Street - 200 feet northwest and southeast of l Ot" Street
• French Street - 200 feet northwest and southeast of 10~' Street
• Howard Avenue - 200 feet northwest and southeast of l Ot" Street
• Morningside Drive - 200 feet southeast of l Ot" Street
• Cherry Drive - 200 feet southeast of l Ot" Street
• Main Street - 500 feet northwest and southeast of l Ot" Street
• Nachand Avenue - 500 feet northwest and southeast of l Ot" Street
• Clairview Drive - 300 feet southwest of l Ot" Street
• JeffBoat Railroad - 150 feet northwest and southeast of 10~' Street
• Sharon Drive - 500 feet southeast of 10~' Street
• Plank Road - 1,000 feet southwest of l Ot" Street
• Oaklawn Drive - 300 feet northwest of Plank Road
• Springdale Drive - 300 feet southeast of 10t" Street
• Kehoe Lane - 300 feet southeast of l Ot" Street
• Reeds Lane - 300 feet northwest of 10~' Street
The survey coverage shall extend to the face of the houses or other building structures
adjacent to the 10~' Street Right-of--Way along the mainline between Penn Street and Main
Street. The survey coverage along the mainline between Main Street and Reeds Lane shall
extend to a point 500 feet northeast of Reeds Lane and shall extend a minimum 80 feet right
and left of the baseline. The S-Line coverage shalt also extend a minimum 80 feet right and
left of their respective baselines.
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C. Environmental Documentation
The CONSULTANT shall prepare the Categorical Exclusion Level 2 or higher for this
project, in accordance with INDOT's CE Manual dated March 2008 and shall include a
Phase lA Archaeological Field Reconnaissance and a Phase I Environmental Corridor
Assessment. The tasks to be performed shall include the following:
1. Project Organization: Perform file management, coordination with other team
members and general project management activities.
2. Property Owner Notification: Provide notification of environmental field surveys to
each potentially impacted property OWNER.
3. Field Ins ection: Perform a field inspection of the project location by biologists and
a historian. Develop maps prior to the field inspection and photograph
documentation a$er the field inspection.
4. Early Coordination Pre aration: Develop and transmit early coordination packages
(including letters, maps, photographs, project plans) to resource agencies per
INDOT's CE Manual dated March 2008.
5. Section 106 Documentation and Coordination for "No Historic Properties Affected"
and "No Adverse Effect": Prepare the Historic Properties Report, coordinate with the
SHPO and consulting parties and prepare the 800.11 documentation, including
findings of "No Historic Properties Affected" and "No Adverse Effect". Attend one
consulting party meeting.
a. Section 106 Documentation and Coordination for "Adverse Effect" Findin
(IfNecessarY~: Perform additional coordination and documentation involved
in an "Adverse Effect" finding for historic properties. Prepare a
Memorandum of Agreement, attend one consulting party meeting, develop
mitigation measures and acquire a certificate of appropriateness (If
Necessary).
6. Prepare Categorical Exclusion: Prepare, obtain approval and distribute the CE forms
and associated attachments.
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7. Meetings: Attend up to two meetings with either the City ofJeffersonville, INDOT,
or a public information meeting or hearing.
8. Section 4(f)/Section 6(f):
a. Section 4(f) De Minimis/Net Benefit (One Resource Only) (If Necessary):
Evaluate potential impacts to public parks, recreational areas, trails, wildlife
refuges, schools, or historic sites within the project vicinity. Coordinate with
the OWNER of the properties, INDOT and FHWA as well as document a "de
minimis" or "net benefit" Section 4(f) finding. Prepare documentation for
one resource only on a per property/resource impacted basis.
b. Individual Section 4 One Resource Onl If Necessa Prepare an
individual Section 4(f) evaluation for impacts to parks, recreation areas,
schools or historic sites. Develop and evaluate for prudence and feasibility
avoidance and minimization alternatives. Develop a Section 4(f) evaluation
document and coordinate with INDOT and FHWA to obtain approval.
Prepare documentation for one resource only on a per property/resource
impacted basis.
9. Phase I Environmental Corridor Assessment: Complete a Phase I Environmental Site
Assessment (ESA) for the project corridor. The Phase I ESA shall be consistent with
the American Society for Testing & Materials (ASTM) Standard E 1527-OS and the
"Standards and Practices for All Appropriate Inquiry) 40 CFR 312 (AAI rule).
D. Water Resource/Stormwater Permittin
The CONSULTANT shall provide assistance in obtaining the following permits:
• USACE Section 404 Nationwide Permit
• IDEM 401 Water Quality Certification
• IDEM NPDES Rule 5 Permit
The CONSULTANT shall provide the following permitting assistance:
Field Review of Project Site: Perform a field review of the proposed project area to
identify any impacts to permittable water resources that may be impacted by the
proposed project.
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2. Agency Coordination: Complete agency coordination with all of the regulatory
agencies to verify that either no compensatory mitigation will be needed or to verify
that On-Site Compensatory Mitigation will be required for the project.
3. Jurisdictional Determination Report: Prepare a Jurisdictional Determination Report
to identify if the stream and/or other water resources proposed to be impacted by this
project are jurisdictional waters and regulated by the USACE or if the impacts are
isolated and only regulated by the state agencies.
4. USACE Section 404 Nationwide Permit: Complete the USACE Section 404
Nationwide Permit Application that will be required far any impacts to jurisdictional
water resources.
5. On-Site Mitigation and Monitorin Plan (If Necessary): Provide additional project
coordination and complete an On-Site (Within Existing Project Limits) Mitigation
and Monitoring Plan to mitigate for the impacts to water resources caused by this
project. The plan shall include design plans, planting plans, success criteria for the
mitigation site and monitoring plan criteria for the mitigation site. Complete the
USACE Section 404 Regional General Permit Application that will be required for
any impacts to jurisdictional water resources.
6. IDEM 401 Water Quality Certification: Complete the IDEM Individual 401 Water
Quality Certification Application or the 401 Regional General Permit Application
that will be required for any impacts to state regulated water resources.
7. IDEM NPDES Rule 5 (Erosion Control): Provide for the design of erosion control
measures and prepare a set of Storm Water Pollution Prevention plans and develop
the Technical Review Guidelines and Notice of Intent (NOI). Once developed, the
permit application shall be completed and submitted to IDEM along with the
appropriate documentation for their review and approval.
E. Traffic Analysis
The CONSULTANT shall provide planning services to forecast turning movements for the
opening and design years for the four (4) signalized intersections of 10~' Street and Main
Street, 10th Street and Nachand Drive, 10th Street and Sharon Drive, and 10~' Street and Plank
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Road/Springdale Drive. No traffic analysis will be performed on the remaining unsignalized
intersections and private drives. This effort shall involve the following activities:
1. Conduct 48-hour Vehicle Classification Counts and peak-hour turning Movement
Counts at the four (4) signalized intersections. The CONSULTANT shall place
pneumatic vehicle classification counters on the four (4) legs of each intersection for
a 48-hour period and report the results of the traffic counts by vehicle class for 15-
minute intervals. The CONSULTANT shall conduct manual vehicle classification
turning movement counts for the morning and evening peak hour at each signalized
intersection. The CONSULTANT shall use PETRA software (same as used by
INDOT) for recording and reporting the turning movement counts.
2. Develop turning movement traffic forecasts. for daily AM and PM peak design hours
for the opening and design years. The CONSULTANT shall review traffic forecasts
for 10th Street and will obtain base and future year traffic forecasts from the MPO
travel model to obtain growth factors. The CONSULTANT shall then apply annual
compound growth rates to the legs of each intersection, balance the movements and
generate daily and AM and PM peak hour design flows for the opening and design
years.
3. Based on information in the INDOT Design Manual, traffic volumes of turning
movements and knowledge of the operating speeds, the CONSULTANT shall
identify which of the four (4) signalized intersections (10th Street and Main Street,
10th Street and Nachand Drive, l Ot'' Street and Sharon Drive and 10th Street and Plank
Road/Springdale Drive) warrant left and/or right turn lanes. The CONSULTANT
will conduct this turn lane warrant study at all legs of the four (4) signalized
intersections. Where turn lanes are warranted, the CONSULTANT shall conduct a
queue length analysis to determine the length of each turn lane.
4. Review and update the 20-Year Traffic Projection for 10th Street provided by
KIl'DA, the Jeffersonville MPO based on information developed.
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F. Field Check Desi n Phase
1. The project shall be designed in English units and in accordance with the following
references, policies and guidelines.
a. City of Jeffersonville Standards and Specifications
b. American Association of State Highway and Transportation Officials, A
Policy on Geometric Design of Highways and Street (2004) and Roadside
Design Guide (1996)
c. Indiana Department of Transportation
i. INDOT LOCAL PUBLIC AGENCY Process Guidance Document for
Local Federal-Aid Projects (LOCAL PUBLIC AGENCY Process
Improvements Initiative)
ii. Standard Specifications, 2010 and current supplemental specifications
iii. Road Memoranda
iv. Drainage Design Manuals
v. Road Design Manuals
d. Indiana Manual on Uniform Traffic Control Devices (IMUTCD)
2. The CONSULTANT shall complete the Field Check Design Plans, the Preliminary
Design Documentation Report and a preliminary opinion of probable construction
cost which shall be in accordance with the accepted standards for such work and in
accordance with the following documents in effect at the time the Field Check Plans
(35% Complete) are distributed: "Indiana Department of Transportation Design
Standards for 3R Projects, Indiana Department of Transportation's Standard
Specifications, Road Memoranda and Road Design Manuals except as modified by
supplemental specifications and special provisions, if any. The CONSULTANT
shall schedule a field check and mail a letter and a set of Field Check Plans to each
involved stakeholders including but not limited to INDOT, the LOCAL PUBLIC
AGENCY, utility companies with facilities within the project area and railroads
when necessary. The CONSULTANT shall conduct the field check and shall
prepare field check minutes and shall distribute the minutes to all stakeholders
invited and in attendance at the field check. Comments from the field check will be
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incorporated into the project development as appropriate. No further work shall be
done on the plans unless and until specifically directed by the LOCAL PUBLIC
AGENCY. Design of pavement underdrains are not included in this task.
3. Design Exception/Staae 1 Plan (25% Complete) Submittal and Review (IfNecessary~
This task would be required if it is determined that the need for Level 1 Design
exceptions will be required during the project development. All necessary
documentation to request a formal Level 1 Design Exception shall be completed,
plans and design calculations shall be prepared to a Stage 1 Plan level of completion
in accordance with the accepted standards for such work and in accordance with the
following documents in effect at the time the Field Check Plans are distributed:
"Indiana Department of Transportation Design Standards for 3R Projects, Indiana
Department of Transportation's Standard Specifications, Road Memoranda and Road
Design Manuals except as modified by supplemental specifications and special
provisions, if any. Stage 1 Plans will be submitted to INDOT via the Electronic
Records Management System (ERNS) for review and approval at the Stage I level.
No further work shall be done on the plans unless and until specifically directed by
the LOCAL PUBLIC AGENCY. Design of pavement underdrains are not included
in this task.
G. Public Involvement
1. Develop Public Involvement Plan (PIPS -CONSULTANT shall develop a PIP to
outline the strategy and responsibilities for informing and involving stakeholders
during the planning phase and all the steps of the Project Development Process.
2. Project Kick-Off Meeting -CONSULTANT shall facilitate a project kick-off
meeting. The kick-off meeting will provide an overview of the project process and
timing, along with information on surveying, environmental field work, design and
right-of--way services. The "draft" PIP will be presented. Also important to this
meeting is the discussion of possible concerns with the coordination of construction
efforts to accommodate any special considerations for the community. The
CONSULTANT shall provide the following services as required for the meeting:
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a. Assist in obtaining a location to hold the meeting
b. Prepare meeting resource items, such as an agenda, maps, handouts, etc.
c. Prepare a draft press release for publication
d. Facilitate meeting discussion
3. The CONSULTANT shall participate in up to four (4) special small group meetings
to address unique concerns that may arise as a result of this project. These could be
with affected property owners, local officials, etc.
4. The CONSULTANT shall provide Public Involvement Services by assisting the
LOCAL PUBLIC AGENCY in holding a Public Hearing. The CONSULTANT shall
provide the following services as required for the meeting.
a. Prepare presentation materials
b. Assist in obtaining a location to hold the meeting
c. Develop and publish a legal advertisement for the meeting and prepare a draft
press release for publication
d. Prepare displays, as required
5. Upon completion of the Public Hearing, and the subsequent comment period, the
CONSULTANT shall meet with the LOCAL PUBLIC AGENCY to reach a
consensus on the issues raised during the hearing and to prepare the hearing
responses. The CONSULTANT shall then submit the necessary information to the
INDOT District Environmental Services Manager (ESM) to obtain the public hearing
certification for the project.
H. Final Tracings Design Phase
Following receipt of the public hearing certification, the CONSULTANT shall complete the
final contract plans (Final Tracings), special provisions (recurring and unique), a final
opinion of probable construction cost, and all other necessary documents, reports and
calculations. The opinion of probable construction cost shall be prepared according to the
current practices ofthe INDOT and shall include all items ofwork required for the complete
construction of the work, including all temporary work necessary in connection therewith,
but shall not include the cost of such items of work for which the LOCAL PUBLIC
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AGENCY, through its own forces or through other party or parties will prepare detail plans.
The unit prices to be used shall be in accordance with the methods used by the INDOT. The
Final Tracings Package shall be submitted to INDOT via the Electronic Records
Management System (ERNS) at least one month prior to the Final Package Submission.
Design of pavement underdrains are not included in this task.
I. Final Packa e Design Phase
The CONSULTANT shall, upon completion and approval ofthe Final Tracings Package by
the LOCAL PUBLIC AGENCY and INDOT, submit to INDOT all required documentation
for the Final Package Submission via INDOT's ERNS. Design of pavement underdrains are
not included in this task.
J. Hydraulic Analysis
The CONSULTANT shall make a study of the possible flood hazards that may be
encountered on the project in accordance with Volume 6, Chapter 7, Section 3, Subsection 2
of the Federal Aid Highway Program Manual entitled "Location and Hydraulic Design of
Encroachment ofFlood Plains". The CONSULTANT shall also evaluate the existing storm
sewer system and design improvements to the system by separating combined sewers, where
applicable. The design of the improvements shall be limited to within the survey limits
defined in Section B above.
K. Maintenance of Traffic
The CONSULTANT shall prepare Maintenance of Traffic plans for the project based on
input from the LOCAL PUBLIC AGENCY and INDOT.
L. Railroad Coordination
The CONSULTANT shall perform railroad coordination which shall include the following:
l . Notify INDOT District Local Program Coordinator of railroad involvement.
2. Make preliminary contacts with the Railroad to determine design criteria and future
railroad improvements.
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3. Develop a scope of work for all railroad related items and plans for review by the
railroad for preparation of a force account estimate.
4. Assist LOCAL PUBLIC AGENCY to allocate and appropriate funds for costs related
to railroad reimbursement of project-related expenses including preliminary
engineering and construction.
5. Mail a letter and a set of Field Check Plans (3S% complete) to the involved railroad
in conjunction with the Field Check.
6. Mail a letter and a set of Final Tracings (95% complete) to Railroad at the same time
plans are submitted to the LOCAL PUBLIC AGENCY and INDOT and request
approval of the crossing design.
7. Provide information to INDOT District office for their preparation of Railroad
agreement and railroad coordination.
M. Utility Coordination
Perform Utility Coordination in accordance with Title 105 IAC Article 13 and the current
INDOT Utility Coordination Procedures. The CONSULTANT shall perform utility
coordination which shall include the following:
1. Identification of Utilities within the ~eoaraphical limits of the project
a. Check LOCAL PUBLIC AGENCY utility permit files to determine what
Utility has been issued permits within the geographical limits ofthe proposed
highway improvement project.
b. Review the plans (maps) provided by LOCAL PUBLIC AGENCY for
previous improvement projects in the vicinity of the current project.
a Contact the INDOT project sponsor to obtain information on previous
improvement projects and plans. Ifthey do not have plans from past projects,
request copies as is done on INDOT projects.
d. Contact local government officials in nearby city(s) or town(s) to identify the
names of utilities within the geographical limits ofthe proposed improvement
project.
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2. Com letion of an Initial Notice of Improvement to potentially affected Utilities
a. Each utility identified will be notified of the improvement project by a letter
sent to the authorized representative listed on the INDOT web site. The letter
will be sent by certified mail or the utility authorized representative will be
contacted within a few days to verify that they received the letter.
3. Verification of Existine Facilities within the desi n Tans
a. Mail a letter and a set of preliminary plans (Comparable to INDOT Stage 1
Plans - 25% complete) to each utility that has facilities within the project
area requesting that they verify their facilities as shown on the plans.
b. Update plans with any information returned from the utility describing
inaccuracies so the utility facilities can be shown accurately.
c. Provide the utility with an updated set of plans showing the corrections to
verify that they are correct.
d. Revise design plans to represent any utility locations provide by utility.
4. Completion of Conflict Review and Analysis for all affected Utilities
a. Mail a letter and a set of Field Check Plans (35% complete) to each involved
utility requesting that they review the plans and identify any conflicts
between the utility's existing facilities and the proposed highway
improvement project.
c. Hold a utility coordination meeting in conjunction with the Field Check to
discuss potential conflicts.
b. Review conflicts and revise plans to minimize utility conflicts where possible
and practical.
5. Completion of Work Plan/Relocation Plan Development for all affected Utilities
a. Mail a letter and a set of preliminary Final Tracings (95% complete) to each
involved utility requesting that they prepare a utility relocation work plan.
This will also include a work plan form.
b. Reviews the work plan/relocation plans submitted by each utility. Ifthere are
conflicts between two or more utility relocation plans then a utility
coordination meeting will be set up to discuss and resolve the issues.
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c. Assist the LOCAL PUBLIC AGENCY to notify the utility following
approval of their work plan.
d. After the relocation plan is approved, the CONSULTANT will submit a draft
copy of a "notice to proceed" letter with the proposed relocation plan to the
LOCAL PUBLIC AGENCY to issue to the utility companies.
6. Completion of Utility Agreements for Reimbursable Utility Relocations
a. Prepare Utility Agreements for execution by the Utilities and the LOCAL
PUBLIC AGENCY, as required.
N. Traffic Si als Desi n
1. Traffic Signal Design: The CONSULTANT shall prepare, in accordance with
INDOT standards and guidelines for roadway projects, a set of traffic signal plans,
quantities and special provisions for the four (4) signalized intersections of 10th Street
and Main Street, 10th Street and Nachand Drive, l Oth Street and Sharon Drive, and
10th Street and Plank Road/Springdale Drive. It is assumed that all traffic signals
equipment; conduit, wiring, controllers, signal heads, etc., will be new.
2. Traffic Signal Interconnect Feasibility Study: The CONSULTANT shall perform a
study to determine the feasibility of interconnecting the four (4) signalized
intersections within the limits of this project utilizing cable/conduit or a satellite
option. The study shall also evaluate the feasibility of retrofitting a traffic signal
interconnect system utilizing a satellite option for the three (3) existing traffic signals
located west of this project. The Traffic Signal Interconnect Feasibility Study shall
discuss various alternatives evaluated and the associated opinion of probable
construction costs for the two (2) segments. Upon completion of the report, it shall
be submitted to the City for review.
3. Traffic Signal Interconnect System Designn (If Necessary): Ifdirected by the LOCAL
PUBLIC AGENCY, the CONSULTANT shall prepare the design plans for a signal
interconnect system beginning at the 10th Street and Spring Street and ending at l 0th
Street and Plank Road/Springdale Drive, which shall include the following:
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a. The design of four (4) signalized intersections with new equipment
that will contain cable/conduit interconnect or a satellite option, and
three (3) other intersections that will be interconnected using a
satellite option.
b. The preparation of a set of traffic signal interconnect plans, quantities
and special provisions for the seven (7) intersections, prepared in
accordance with INDOT standards and guidelines for roadway
projects.
O. Street Li htin~ Design
1. The CONSULTANT shall collect, review and analyze available existing lighting
related data relevant to proposed lighting design efforts. The major sources of
information to be used for this project shall include, but not be limited to the
following:
a. Existing or as-built roadway and lighting plans, history, reports, survey data
and other available information.
b. Existing design features of the roadway.
2. The CONSULTANT shall prepare plans, specifications and contract documents for
the proposed roadway lighting in accordance with the INDOT's standards. All plans
and specifications shall be prepared in two successive phases:
a. Preliminary Design Plans
b. Final Design Plans and Specifications
P. Construction Phase Services
The CONSULTANT shall make his services available to the LOCAL PUBLIC AGENCY
during the construction phase of the project for the interpretation of the plans where
disagreement may arise and for consultation during construction in the event unforeseen or
unusual conditions arise. This includes Shop Drawing Review during construction per
INDOT Construction memorandum 09-O1 dated January 8, 2009 and memorandum 09-13
dated June 1 1, 2009. These memos identify the designer as the responsible party for the
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review and approval of all shop drawings and falsework plans including Structural Members
and Structural Items, Mechanically Stabilized Earth (MSE) retaining walls, Sound Barrier
Systems, Precast Concrete Culverts, Traffic Items, Falsework and Temporary Bridge
Drawings, Permanent Metal Deck Forms, Foundation Seals and Deck Pour Sequences,
Stream Crossings and Work Bridges and other miscellaneous items, i.e. -post tensioning
plans, non-standard manholes, etc..
Q. Project Mana ement
This task involves coordination efforts between CONSULTANT, LOCAL PUBLIC
AGENCY, MPO and INDOT beginning at the development of the project scope phase,
continuing throughout the duration of the project development. It includes monthly
coordination meetings with LOCAL PUBLIC AGENCY'S staff to track project
progress/schedule and scope. It also includes monthly and quarterly project reporting of the
progress of the project to LOCAL PUBLIC AGENCY, MPO and INDOT.
R. Services Not Provided by CONSULTANT under this Agreement
1. Additional services that may be required if Off-Site Compensatory Mitigation
(outside the project limits) is determined to be necessary during the permitting
process.
2. Archaeological Phase Ic deep testing
3. Individual Section 4(f) Documentation within the Categorical Exclusion
4. Section 4(f) documentation for more than one resource or for more than one (1)
property for one resource.
5. Section 6(f) Documentation -properties that were purchased with or improved using
funds from the Land and Water Conservation Fund (LWCF). Coordination with the
Indiana Department of Natural Resources (IDNR) indicates there are no Section 6(f)
properties near the project area.
6. Annual Monitoring of the Mitigation Site
7. Permitting assistance for an IDNR Construction in a Floodway Permit
8. Permitting assistance associated with local permits
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9. Stormwater retention and/or detention design
10. Offsite Stormwater Extension Design
11. Sanitary Sewer Design
12. Bridge Design
13. Additional Public Information Meetings
14. Rule 5 Inspections and Reporting
S. Services to be Provided (If Necessary
The services noted as "If Necessary" and set forth in Sections C.S.a, C.8.a, C.8.b, D.S, E.3
and N.3 above shall only be provided upon receipt of written authorization from the LOCAL
PUBLIC AGENCY.
T. Services to be Supplemented at a later time
The following services may or will become necessary as the project advances. At this time it
is not possible to determine the scope of their services. When the project reaches the
appropriate stage at which the required information is available, this agreement will be
supplemented or a separate agreement will be executed to cover those services.
1. GeotechnicalInvestigation
2. Phase II site Investigation for Hazardous Materials
3. Right-of--Way Engineering Services and Right-of Way Acquisition Services
4. Construction Engineering/Observation
5. Seperation of the Final Package Design Phase to accommodate a multiple
construction phase project.
U. In fulfillment of this Agreement, the CONSULTANT shall comply with the requirements of
the appropriate regulations and requirements of the INDOT and FHWA.
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APPENDIX "A"
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4. It is anticipated that all work associated with this project shall be completed prior to
year 2012. If for any reason the project progresses past this timeline, the
CONSULTANT may be due an increase in fee due to inflationary costs for any
unfinished work. Any fee increase shall be negotiated between the LOCAL PUBLIC
AGENCY and the CONSULTANT.
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APPENDIX "B"
INFORMATION TO BE PROVIDED TO SUBCONSULTANT
The LOCAL PUBLIC AGENCY shall furnish the CONSULTANT with the following:
1. Transcription of any Public Hearing to be held by the LOCAL PUBLIC AGENCY.
2. LOCAL PUBLIC AGENCY shall designate an employee as Project Coordinator with
decision making authority for inquiries to coordinate activities between CONSULTANT and
LOCAL PUBLIC AGENCY.
3. Assistance to the CONSULTANT by placing at its disposal all available information
pertinent to the project, including but not limited to the following:
a. Construction plans and/or as-built plans for previous 10t1i Street Reconstruction
project and all roadway components including but not limited to street lighting and
traffic signals.
b. Available historic and current traffic data from the transportation planning process.
c. Existing ambient air quality data available from the State and Local Air Pollution
Control Agency.
d. Existing water quality data, if available.
e. Ambient noise measurements and computer noise analyses, if available.
f. Aerial photographs and/or planimetric mapping of the watershed area in which the
project lies and which can be used for any required drainage analysis.
g. Utility plans provided by the LOCAL PUBLIC AGENCY covering utility facilities
and the location of signals and underground conduits throughout the project area.
h. Assistance in obtaining property owner information, deeds, plans of adjacent
developments and/or roadway facilities, section corner information and any other
pertinent information necessary to perform work under this Agreement.
Project Funding Sources
4. Criteria for design and details for signs, signals, highway and structures such as grades,
curves, sight distances, clearances, design loadings, etc.
5. Specifications and standard drawings applicable to the project.
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6. All written views pertinent to the location and environmental studies that are received by the
LOCAL PUBLIC AGENCY.
7. Relocation and land acquisition costs
8. Traffic Assignments
9. Guarantee access to enter upon public and private lands as required for the CONSULTANT
to perform the services under this Agreement.
10. Railroad Force Account Agreement and payment to Railroad for compensation for the
Railroad's review.
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APPENDIX "C"
SCHEDULE
All Design services by the CONSULTANT under this agreement shall be completed and delivered to
INDOT and the LOCAL PUBLIC AGENCY no later than 720 calendar days after the notice to
proceed by the LOCAL PUBLIC AGENCY, exclusive of review time by INDOT and the LOCAL
PUBLIC AGENCY.
For purposes of contract control the work will be submitted by the CONSULTANT to INDOT and
the LOCAL PUBLIC AGENCY for review and approval within the following approximate time
periods:
A. Topographic Survey Data Collection completed within 90 calendar days after receipt of
notice to proceed (NTP).
B. Environmental Documentation completed with 700 calendar days after receipt of NTP.
C. Permitting Assistance completed within 720 calendar days after receipt of NTP.
D. Traffic Analysis completed within 120 calendar days after receipt of NTP.
E. Roadway Design
1. Stage 1 Plan (25%) Submission if Design Exceptions are required within 120
calendar days after completion of topographic survey data collection.
2. Conduct Field Check within 45 days after receipt from INDOT and LOCAL PUBLIC
AGENCY of approval of Stage 1 Plans (25%) if Design Exceptions are required or
150 calendar days after completion of topographic survey data collection if Design
Exceptions are not required.
3. Final Tracings Submission within 180 calendar days after public involvement and
public hearing certification has been received from INDOT.
4. Final Package with an Opinion of Probable Construction Costs and Special
Provisions within 30 calendar days after receipt from INDOT and the LOCAL
PUBLIC AGENCY of approval of Final Tracings.
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APPENDIX "D"
COMPENSATION
A. AMOUNT OF PAYMENT
1. The CONSULTANT shall receive as payment for the services performed under this
Agreement the total fee not to exceed One Million One Hundred Eight Thousand
Dollars ($1,108,000.00) unless a modification of this Agreement is approved in
writing by the LOCAL PUBLIC AGENCY.
2. The CONSULTANT shall receive compensation for providing the services set forth
in Section B through Section Q ofAppendix "A" on a lump sum basis in accordance
with the following schedule:
a. Topographic Survey Data Collection $113,700.00
b. Environmental Documentation -Categorical Exclusion $61,900.00
c. Section 106 Documentation and Coordination for
"Adverse Effect" Finding (If Necessary) $12,600.00
d. Section 4(f) De Minimis/Net Benefit (If Necessary) $7,000.00
e. Individual Section 4(f) (If Necessary) $12,000.00
f. Water Resource/Stormwater Permitting
i. 401/404/Rule 5 Permitting $32,100.00
ii. On-Site Mitigation and Monitoring Plan (If Necessary) $19,800.00
g. Traffic Analysis $10,300.00
h. Design Plans -Field Check Design Phase, Final Tracings $568,100.00
Design Phase, Final Package Design Phase, Hydraulic
Analysis and Traffic Maintenance
i. Design Exception/Stage 1 Plan Submittal and $17,000.00
Review (If Necessary)
j. Public Involvement $40,000.00
k. Utility Coordination $62,000.00
1. Traffic Signal Design $53,600.00
m. Traffic Signal Interconnect Study $6,200.00
n. Traffic Signal Interconnect System Design (If Necessary) $11,100.00
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o. Street Lighting Design $20,700.00
p. Construction Phase Services $19,800.00
q. Project Management $47,100.00
3. The CONSULTANT shall only receive the compensation set forth in Sections A.2.c,
A.2.d, A.2.e, A.2.f.ii, A.2.i and A.2.n if the LOCAL PUBLIC AGENCY provides the
CONSULTANT written authorization to provide the services associated with those
fees.
B. METHOD OF PAYMENT
I. The CONSULTANT may submit a maximum of one (1) invoice voucher per
calendar month for work covered under this Agreement. The invoice voucher shall
be submitted to the LOCAL PUBLIC AGENCY. The invoice voucher shall
represent the value, to LOCAL PUBLIC AGENCY, of the partially completed work
as of the date of the invoice voucher. The CONSULTANT shall attach thereto a
summary of each pay item in Section A.2 of this Appendix, percentage completed
and prior payments.
2. The LOCAL PUBLIC AGENCY, for and in consideration of the rendering of the
services provided for in Section A through Section Q of Appendix "A", agrees to pay
to the CONSULTANT for rendering such services the fees established above in the
following manner.
a. For completed work and upon receipt of invoices from the CONSULTANT
and the approval thereof by the LOCAL PUBLIC AGENCY, payments
covering the work performed shall be due and payable to the
CONSULTANT. From the partial payment thus computed, there shall be
deducted all previous partial fee payments made to the CONSULTANT.
3. In the event of a substantial change in the scope, character or complexity of the work
on the project, the maximum fee payable and the specified fee shall be adjusted in
accordance with Section VI, Item 10 of this Agreement.
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4. It is anticipated that all work associated with this project shall be completed prior to
year 2012. If for any reason the project progresses past this timeline, the
CONSULTANT may be due an increase in fee due to inflationary costs for any
unfinished work. Any fee increase shall be negotiated between the LOCAL PUBLIC
AGENCY and the CONSULTANT.
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