HomeMy WebLinkAboutContractor's Qualification Statement 1986 Edition
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AlA Document A305 - Electronic Format
Contractorls Qualification Statement
1986 EDITION
THIS DOCUMENT HAS IMPORTANT LEGAL CONSEQUENCES: CONSULTATION WITH AN ATTORNEY IS ENCOURAGED WITH RESPECT TO ITS
COMPLETION OR MODIFICATION. AUTHENTICATION OF THIS ELECTRONICALLY DRAFTED AlA DOCUMENT MAY BE MADE BY USING AlA
DOCUMENT D401.
This form is approved and recommended by The American Institute of Architects (AlA) and The Associated General Contractors of American (AGe) for use in
evaluating the qualifications of contractors. No endorsement of the submitting party or verification of the information is made by AlA or AGC.
Copyright 1964. 1969. 1979. @ 1986 by The American Institute of Architects. 1735 New York Avenue N.W. Washington D.C. 20006-5292. Reproduction of the material
herein or substantial quotation of its provisions without written permission of the AlA violates the copyright laws of the United States and will be subject to legal
W"o~ecut;on
The Undersigned certifies under oath that the information provided herein is true and sufficiently complete so as not to be misleading.
SUBMITTED TO:
ADDRESS:
SUBMITTED BY:
THE ESTOPINAL GROUP
903 Spring street, Jeffersonville, IN 47130
SMITH CONCRETE CONSTRUCTIO~orporation
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NAME: H.A. (Butch) Faust
ADDRESS: P.O. Bob 788
Hillview, KY 40129
PRINCIPAL OFFICE: .
Same
Partnership
Individual
Joint Venture
Other
NAME OF PROJECT (if applicable): KEN ELLI S SENIOR CENTER
TYPE OF WORK (file separate form for each Classification ?fWork):
x
General Construction
HVAC
Plumbing
Other (please specify)
Electrical
1. ORGANIZATION
1.1 How many years has your organization been in business as a Contractor? Five
1.2 How many years has your organization been in business under its present business name? Five
1.2.1
Under what other or former names has your organization operated?
None
1.3 If your organization is a corporation, answer the following:
1.3.1 Date of incorporation: 3 January 2002
1.3.2 State of incorporation: Ken~ucky.
1.3.3 President's name: Rob1r: Sml ~h
1.3.4 Vice-president's name(s) Cral g Sml th
1.3.5
1.3.6
Secretary's name:
Treasurer's name:
None
None
@ 1 HE A INSTITU ITEClS, 1 35 RK AVEN , .., I GTO, .. -5. 305 -
CONTRACTOR'S QUALIFICATION STATEMENT _ 1986 EDITION - AIM) - WARNING: Unlicensed photocopying violates U.s. copyright laws and is
subject to legal prosecution. This document was electronically produced with permission of the AlA and can be reproduced in accordance with
your license without violation until the date of expiration as noted below. User Document: a305mast.doc - 8/112002. AlA License Number 1001232,
which expires on 1/31/2003.
Electronic Format A305-1986
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1.4 If your organization is a partnership, answer the foll~wing:
1.4.1 Date of organization:
1.4.2 Type of partnership (if applicable):
1.4.3 Name(s) of general partner(s)
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1.5 If your organization is individually owned, answer the following:
1.5.1 Date of organization:
1.5.2 Name of owner:
1.6 If the form of your organization is other than those listed above, describe it and name the principals:
2. LICENSING
2.1 List jurisdictions and trade categories in which your organization is legally qualified to do business, and indicate registration or
license numbers, if applicable.
2.2 List jurisdictions in which your organization's partnership or trade name is fIled.
3. EXPERIENCE
3.1 List the categories of work that your organization normally performs with its own forces.
Concrete and Carpentry
3.2 Claims and Suits. (If the answer to any of the questions below is yes, please attach details.)
3.2.1 Has your organization ever failed to complete any work awarded to it? NO
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3.2.2 Are there any judgments, claims, arbitration proceedings or suits pending or outstanding against your organization or
its officers? NO
3.2.3 Has your organization fIled any law suits or requested arbitration with regard to construction contracts within the last
five years? NO
3.3 Within the last five years, has any officer or principal of your organization ever been an officer or principal of another
organization when it failed to complete a construction contract? (If the answer is yes, please attach details.) NO
3.4 On a separate sheet, list major construction projects your organization has in progress, giving the name of project, owner,
architect, contract amount, percent complete and scheduled completion date. See At tachmen t
3.4.1 State total worth of work in progress and under contract: $ 2 , 4 5 1 , 0 6 3
3.5 On a separate sheet, list the major projects your organization has completed in the past five years, giving the name of project,
owner, architect, contract amount, date of completion and percentage of the cost of the work performed with your own forces.
See Attachment
3.5.1 State average annual amount of construction work performed during the past five years: $ 2 , 880 , 827
3.6 On a separate sheet, list the construction experience and present commitments of the key individuals of your organization.
See Attachment
4. REFERENCES IRVING MATERIALS MILLS SUPPLY CO
(502) 456 6930 (502) 561 0700
t' 4.1 Trade References: Torn Thomas] Greg Mills
(Q 1986 THE AMERICAN INSTITUTE OF ARCHITECTS, 173S NEW ~ORK AVENUE, N.W., WASHINGTON, D.C. 20006-S292. AlA DOCUMENT A30S .
CONTRACTOR'S QUALIFICATION STATEMENT - 1986 EDITION - AIA@ - WARNING: Unlicensed photocopying violates U.s. copyright laws and is
subject to legal prosecution. This document was electronically produced with permission of the AlA and can be reproduced in accordance with
your license without violation until the date of expiration as noted below. User Document: a30Smast.doc -- 811/2002. AlA license Number 1001232,
which expires on 1/31/2003.
Electronic Format A30S-1986
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4.2; Bank References:
FIFTH THIRD BANK
(502) 968 1135
Dan Cline
4.3 Surety:
4.3.1 Name of bonding company: OHIO FAR'MERS INSURANCE COMPANY
4.3.2 Name and address of agent: GARRETT S TOT Z COMPANY
(502) 894 3373
5. FINANCING Jeff Brown
5.1 Financial Statement.
See Attachment
5.1.1 Attach a financial statement, preferably audited, including your organization's latest balance sheet and income
statement showing the following items:
Current Assets (e.g., cash, joint venture accounts, accounts receivable, notes receivable, accrued income,
deposits, materials inventory and prepaid expenses);
Net Fixed Assets;
Other Assets;
Current Liabilities (e.g., accounts payable, notes payable, accrued expenses, provision for income taxes,
advances, accrued salaries and accrued payroll taxes);
Other Liabilities (e.g., capital, capital stock, authorized and outstanding shares par values, earned surplus and
retained earnings).
5.1.2 Name and address of firm preparing attached financial statement, and date thereof: 7 Fe b 20 0 6
Dem~ng~ Malone, Livesay & Ostroff 9300 Shelbyville Rd.
5.1.3 Is the~Ra'eJ:Mi y.nJnb~l!>ta~rt;.en1 ~of ~ id~~{tril brg~ti~~ed on page one?
YES
5.1.4 If not, explain the relationship and financial responsibility of the organization whose financial statement is provided
(e.g., parent-subsidiary).
5.2 Will the organization whose financial statement is attached act as guarantor of the contract for construction?
YES
6. SIGNA lURE
6.1 Dated at this day of. 11 ~ f). ()D ~
Name of Organization: SMITH CONCRETE CONSTRUCTION
By: H.A. (Butch) Faust
Title: VP Operations
6.2
M being duly sworn deposes and says that the information provided herein is true and sufficiently complete so as not to be
misleading.
Subscribed and sworn before me this day of 1"'<(.,..,) ~ ~/...p
Notary PUbliC~ Vt..t..- ~~4=:\
86 T E CAN INS ARCHITECTS, 1735 K AVENUE, . ., TO ,D.C. 20006-5292. AlA DOCUM 5 -
CONTRACTOR'S QUALIFICATION STATEMENT _ 1986 EDITION- AIA(jj) - WARNING: Unlicensed photocopying violates U.S. copyright taws and is
subject to legal prosecution. This document was electronically produced with permission of the AlA and can be reproduced in accordance with
your license without violation until the date of expiration as noted below. User Document: a305mast.doc -. 8/1/2002. AlA License Number 1001232,
which expires on 1/31/2003.
Electronic Format A305-1986
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I"'-~ 1986 THE AMERICAN INSTITUTE OF ARCHITECTS, .1735 NEW. Y9RKAYENl,JE,N.W., WA~HINGTON, D.C. 10006-5292. AlA DOCUMENT A30S _
ONTRACTOR'S QUALIFICATION STATEMENT -1986 EDITION - AIA(jj) - WARNING: Unlicensed photocopying violates U.S. copyright laws and is
subject to legal prosecution. This document was electronically produced with permission of the AlA and can be reproduced in accordance with
your license without violation until the date of expiration as noted below. User Document: a30Smast.doc -- 81V2002. AlA License Number 1001232,
which expires on 1/31/2003.
Electronic Format A305-1986
4
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Constroction
"Buildingfoulldations for the future"
17 May 2006
MAJOR CONSTRUCTION PROJECTS IN PROGRESS
SEVERNS V ALLEY BAPTIST CHURCH
Elizabethtown ,KY
Architect: FUQUA OSBORN ARCHITECTS, P.C.
(256) 5343516
Construction Manager: AMERICAN CONSTRUCTORS
Brian Murdock - Project Manager
(615) 329 0141
Contract Amount: $ 1 ,064,573
Percentage Complete: 74
Scheduled Completion Date:9/06
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THE LINKS at FAIRWAY CROSSING
Shelbyville, KY
HINTON McGRAW
Scott McGraw - Vice President
(502) 396 2345
Architect HINTON McGRA W
Contract Amount: $798,790
Percentage Complete: 72
Scheduled Completion Date: 2006
SHEPHERDSVILLE GOVERNMENT CENTER
Shepherdsville, KY
Architect: KEYES ARCHITECTS & ASSOCIATES
(502) 636 5113
Construction Manager: SUMMITT CONSTRUCTION
Project Manager: Mike Muir
(502) 897 1044
Contract Amount: $82,950
Percentage Complete: 72
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P.O. Box 788 @ Hillview, KY 40129-0788 @ Office: (502) 957-2425 1lIl Fax: (502) 957-2467
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riilith
'lJlJerets Construction
"Buildiflgfoundafiofls for the future"
17 May 2006
MAJOR PROJECTS COMPLETED IN THE PAST FIVE YEARS
MAIERS STORE #220
New Albany, IN
Construction Manager:ROCKFORD CONSTRUCTION COMPANY, INC.
(616) 866 6933
Randy Fritz -Project Superintendent
Architect: SSCE, Inc.
(248) 643 6222
Contract Amount - $748,361
Completion Date: 2/2006
Concrete ICarpentry Package-1 00% performed with our forces
MAVERICK TUBE CORPORATION
Louisville, KY
Construction Manager: NBMC, INe.
(501) 6736000
Raymond Nabholz - President
ArchitectE & C MANAGEMENT SERVICES
Contract Amount: $494,000.00
Completion Date: 2/2006
Concrete 1 Carpentry Package-1 00% performed with our forces
KROGER STORE L-764
Louisville, KY
Construction Manager: SCHULTZ CONSTRUCTION & INSTALLATION SERVICES
(502) 664 6807
Tim Emstberger - Project Manager
Architect:ROBERTSON, LOlA, & ROOF
(770) 674 2600
Contract Amount: $422,105
Completion Date: 2/2006
Concrete 1 Carpentry Package-1 00% performed with our forces
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P.O. Box 788 $ Hillview, KY 40129-0788 $ Office: (502) 957-2425 $ Fax: (502) 957-2467
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"Building foundations for the future"
17 May 2006
PROJECTS SCHEDULED TO START
W AL-MART NEIGHBORHOOD MARKET #3841-00
Louisville, KY
Architect:Charles L. Raidl
(913) 2629095
Construction Manager:MW BUILDERS, INC.
(913) 317 3742
Doug Prusynski - Project Manager
Contract Amount - $460,000
Completion Date - 2006
Concrete / Carpentry
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WEST CLARKI COMMUNITY SCHOOLS
2006 CAPITAL IMPROVEMENTS
Project 'A'
SILVER CREEK ELEMENTARY
Sellersburg, IN
Architect: MICHELL TIMPERMAN RITZ
Lane Sturn1er
(812) 945 2324
Contract Amount $44,750
Completion Date - 2006
General Contractor
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P.O. Box 788 @ Hillview, KY 40129-0788 @ Office: (502) 957-2425 @ Fax: (502) 957-2467
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MANAGEMENT & ORGANIZATION
Smith Concrete Construction was organized as a Limited Liability Corporation in the
State of Kentucky, 3 January 2002. The company is owned and controlled by Craig and
Robin Smith. Robin acts as President and Craig, Vice-President. There are no other
Officers in the firm.
Key personnel and a brief personal profile of each follows:
Craig E. Smith
Vice President
Education
Attended Western Kentucky University where he studied
Corporate Communications
Experience
Fourteen years in the Commercial Concrete Industry
Vice President of the Kentucky Chapter of the American
Concrete Institute (AC!)
Responsibilities
Manages the Flatwork Division of SCC. Performs much of
The Marketing and Sales Responsibilities, the Strategic
Planning and Manages the Firm.
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B.A. (Butch) Faust
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VP Operations
Education
Indiana University Southeast
BS Business Management
Experience
Thirty-five years in Engineering, Development and
Construction
Responsibilities
Management of the Structural Concrete and General
Contracting Divisions
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Projects of Note
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Shively, KY Post Office
Elizabethtown, KY Post Office
Shepherdsville, KY Post Office
Shawnee Park Sports Complex
Wooded View Golf Course Clubhouse
Taylor Blvd. Government Center
Louisville Zoo Guest Services Facility
7th & Industry Building Renovation
Solid Light Headquarters Building Renovation
Portland United Methodist Center
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Projects of Note (Cont'd) Peptides International Headquarters Addition
Louisville Airport Terminal Restroom Renovations
V A Medical Center
Angiography Remodel
CCUfMICU Remodel
SPD Renovation
Medical Gas Upgrades
Lebanon National Cemetery
Old Kentucky Horne Visitors Center
St. Aloysius Parish Lifetime Learning Center
Fairmont Elementary School
S. Ellen Jones Elementary School
Scribner Middle School
East Oldham Middle School
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. Education
. Experience
. Responsibilities
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. Projects of Note
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Christopher L Smyth
Estimator
Attended Utica College of Syracuse University, Utica NY
Studied Political Science
Twelve years in the Commercial Construction Industry
Preparing Project Estimates
Tracking Job Costs
Project Management and Administration
Severns Valley Baptist Church, Elizabethtown, KY
Maverick Tube, Jefferson County, KY
Education
Experience
Responsibilities
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Education
Experience
Responsibilites
Robin Judd
Office Manager
Sullivan Business College
Jefferson Community College
Robin has been a Bookkeeper for eighteen years. She has
been with SCC since inception.
Robin is the Office Manager and manages and
Coordinates the activities within. She also is in charge of
Payroll Preparation, Human Resources, and Budgeting and
Finance.
Dennis Hawkins
Purchasing Agent
Hardin County H.S.
Four years of Military and sixteen years in Distribution.
Purchases materials, tools, and equipment and coordinates
shipping and mobilization to and from projects.
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Education
Experience
Responsibilities
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Education
Experience
Responsibilities
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Kina Philpott
Accounts Receivable Manager/Safety Director
Sullivan College
Fifteen years in Accounts Receivable and Payable
Prepares Monthly Pay Applications and is in charge of
Receivables. She has received OSHA 500 Training and
is responsible for training SCC personneL She visits
lobsites to check for Compliance and Violations..
Mike Vessel
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Technical Support and Web Site Developer
BS in Business Administration
Major Computer Information Systems
University of Louisville
Mike has worked in Website Development for the last five
years.
Mike's Technical Responsibilities include creating and
maintaining Web-based Intranet Applications, maintaining
the Company Website, serving as Network and Database
Administrator, building, repairing and procuring
Computers, and being responsible for Backups of
Company Data. He also processes the Payroll Data.
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Mitchell Polley
Project Superintendent
Education
Experience
Mitchell has been in the Industry for over
Twenty years and has performed as a Laborer,
Carpenter, Operator, and Superintendent for Site
Development and General Construction.
Responsibilities
Mitchell is a Project Superintendent and is responsible for
Interpretation ofthe Construction Documents, Coordination
of his work with other Trades, Managing his Personnel,
Equipment and Tools, and Securing Materials.
Richard Hardesty
Project Superintendent
Education
Experience
Richard has worked in Commercial Construction
for over thirty years in Site Development, Concrete
Construction and General Contracting. He has supervised
all phases of Activities and has performed as a
Superintendent on General Construction Projects where
Coordination of Activities was critical to Completion of the
Job.
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Responsibilities
Richard is a Superintendent and is responsible for
Coordination of Manpower, Equipment, and Materials
required to successfully complete the Assigned Project.
Kenneth Begley
Project Superintendent
Education
Experience
Clay County Vocational Training School
In his twenty-three years of Commercial Construction,
Kenny has worked as a Carpenter, Superintendent, and
Project Manager for Firms specializing in Concrete
Construction and General Construction.
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Responsibilities
Kenny is a Project Superintendent charged with the
responsibility of interpreting the Construction Documents,
scheduling and coordinating Manpower, Equipment, Tools,
and Materials to successfully complete the assigned
Project.
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